Every year, millions of older investors fall victim to financial exploitation, resulting in billions of dollars in personal losses. Learn about FINRA rules that allow brokerage firms to take steps that can help protect older investors from financial harm: https://bit.ly/46ngAD0
The FINRA Board of Governors election is underway. Two FINRA Board seats are up for election: one Small Firm Governor seat and one Large Firm Governor seat. As a self-regulatory organization, FINRA relies on member engagement. We encourage all member firms to cast their vote and help shape the future. 🗳️Voting remains open until Monday, August 18, 2025. Learn more: https://bit.ly/4eTyMpO
How financially capable are Americans today? President of the FINRA Foundation, Gerri Walsh explains how the National Financial Capability Study has benchmarked the financial knowledge and behaviors of Americans since 2009. 📃Read the report: https://bit.ly/46JZ9ML ▶️Learn more about the NFCS: https://bit.ly/4lQNOPo
📢 NEW DATA RELEASE: Today, the FINRA Foundation released its sixth wave of the National Financial Capability Study, surveying 25,000+ U.S. adults on multiple indicators of capability, including financial behaviors, attitudes, knowledge, and the use of financial products and services. This comprehensive dataset, collected every three years since 2009, offers valuable insights for researchers, educators, policymakers, and financial professionals at both the national and state levels. 📃Read the report: https://bit.ly/46JZ9ML ▶️Learn more about the NFCS: https://bit.ly/4lQNOPo
Tune in to our latest episode of hashtag#FINRAUnscripted, where FINRA Chair Scott Curtis joins CEO Robert Cook for a conversation recorded live at our 2025 Annual Conference, sharing an insider’s view of the role of FINRA member firms and other stakeholders in FINRA’s governance. Listen here 🎧: https://bit.ly/4nLZODP
In response to interest we received at recent events with other regulators, we created this graphic showing how FINRA member firms are using GenAI. As this new technology gains traction across the securities industry, it may be helpful to share common terminology to facilitate discussion. https://lnkd.in/eiy_3SHP hashtag#GENAI hashtag#FINRA hashtag#AI
You don’t need a specialized degree to start reading a company’s financial statements. Whether you’re new to investing or looking to sharpen your skills, there’s a wealth of financial data available—if you know where to look. With information about company operations, investments and much more, financial statements can help guide your investment decisions. Learn more: https://bit.ly/44AMKIp
🏆 Congratulations to our Chief Information and Security Officer (CISO), Eric Pickersgill, on being named the 2025 CapitalCISO Large Corporate hashtag#ORBIE winner! Combating fraud and cybersecurity risks is a key pillar of FINRA Forward and we are honored to have our excellence in technology leadership recognized. Learn more about FINRA Forward: https://bit.ly/42Gnlfo
Thinking about investing in fractional shares? They offer the opportunity to purchase a portion of a stock rather than the full share, which can provide flexibility and convenience. Before you dive in, it’s important to understand their associated limitations and how your brokerage firm handles them. Learn more: https://bit.ly/44IsLJ6
A new research brief published by the FINRA Foundation examines whether the way people view the world is related to scam victimization. Check out the findings▶️: https://bit.ly/4l0wYh5
